运筹与管理 ›› 2023, Vol. 32 ›› Issue (12): 29-35.DOI: 10.12005/orms.2023.0382

• 理论分析与方法探讨 • 上一篇    下一篇

基于灰色NSGA-II的水生态功能分区多目标管控模型

张可1,2,5, 王雅楠1,2, 冯彬3, 张松贺4, 陈何舟4, 胡开明3   

  1. 1.河海大学 商学院,江苏 南京 211106;
    2.河海大学 项目管理研究所,江苏 南京 211106;
    3.江苏省南京市环境科学研究院,江苏 南京 210000;
    4.河海大学 环境学院,江苏 南京 211106;
    5.江苏省南京市世界水谷与水生态文明协同创新中心,江苏 南京 211106
  • 收稿日期:2021-12-03 出版日期:2023-12-25 发布日期:2024-02-06
  • 通讯作者: 张松贺(1977-),男,河南驻马店人,博士,教授,研究方向:水生态修复与水资源保护研究。
  • 作者简介:张可(1983-),男,河南信阳人,博士,教授,研究方向:系统工程,灰色系统理论与应用。
  • 基金资助:
    国家重大水专项(2018ZX07208-004)

Multi-objective Management and Control Model of Water Ecological Function Zoning Based on Grey NSGA-II

ZHANG Ke1,2,5, WANG Yanan1,2, FENG Bin3, ZHANG Songhe4, CHEN Hezhou4, HU Kaiming3   

  1. 1. Business School, Hohai University, Nanjing 211106, China;
    2. Project Management InstituteHohai University,Nanjing 211106, China;
    3. Nanjing Institute of Environmental Sciences, Nanjing 210000, China;
    4. College of Environment, Hohai University, Nanjing 211106, China;
    5. Nanjing World Water Valley and Water Ecological Civilization Collaborative Innovation Center, Nanjing 211106, China
  • Received:2021-12-03 Online:2023-12-25 Published:2024-02-06

摘要: 水生态功能分区管理是落实山水林田湖草沙综合治理、系统治理、源头治理的新型管控模式。如何对源头控制、过程拦截、末端处理等多种工程和非工程措施进行组合优化,形成治理方案,是水生态功能分区多目标优化治理的重要问题。由于水生态功能分区与行政区划不一致,存在管控措施的成本效益数据难以获得、资料不完整等问题。为解决该问题,首先分析管控过程中参数不确定性的表现形式,基于灰数的特性构建多目标规划模型的基本形式;然后,运用灰数运算法则及排序规则,以NSGA-II算法框架为基础,构建灰参数多目标规划模型的求解方法;最后,将此方法应用于江苏省太湖流域典型分区,解决不确定性条件下区域水生态环境优化管控问题,从而为相关分区的多目标管控决策提供参考。

关键词: 水生态功能分区, 区间灰数, 多目标, 管控措施, 灰色NSGA-II

Abstract: With the implementation of a series of national ecological environment strategies such as the Yangtze River protection strategy, the Yellow River Basin ecological protection and high-quality development, it has become a hot spot to carry out systematic and comprehensive research on the management of water ecological environment from the river basin level. The water ecological function zoning management is a new management and control mode to implement the comprehensive management, system management and source management of mountains, rivers, forests, fields, lakes, grasses and sands. With the deepening of the management and control of water ecological function zoning, the management and control measures have gradually changed to the direction of comprehensive management, system management and source management. How to take into account multiple objectives such as environmental governance, economic development, and social equity, and optimize the combination of various engineering and non-engineering measures such as source control and pollution interception, water quality purification, and endogenous treatment to form a control plan has gradually become an important issue in the management and control of water ecological function zoning.
The water ecological function zoning is defined according to the hydrological and geographical characteristics, which is inconsistent with the administrative division, and the basic data of the economic, social and ecological environment of the zoning are incomplete. Therefore, it is difficult to accurately measure the cost and benefit of the zoning control measures. They can only rely on some existing data and expert experience, as well as information obtained through various channels to estimate the range of relevant parameters. However, in the actual governance process, the cost, benefit and other parameter values of various control measures have a unique and determined value. This is consistent with the characteristics of the gray number, that is, the true value of the data is unique, but there is a certain gray range in the information background dependent on the true value.
In view of the above problems, firstly, the expression forms of parameter uncertainty in the process of management and control are analyzed. Based on the characteristics of grey number, an optimal management and control model including two kinds of objectives and six kinds of management and control measures is constructed with the constraint of zoning management and control assessment objectives. Then, based on the NSGA-II algorithm framework, the comparison rules based on the interval grey number kernel are combined with the non-dominated sorting to establish the grey non-dominated sorting method. When the individuals at the same level cannot be compared, the comparison rules of the interval grey number gray level are combined with the crowding distance operator to establish the gray crowding sorting method. The two-stage sorting method is combined to obtain the solution method of the grey parameter multi-objective programming model, namely the grey NSGA-II algorithm. Finally, this model and algorithm are applied to the typical zoning of water ecological function in Taihu Lake Basin of Jiangsu Province, and the control scheme is optimized and analyzed in combination with social and economic conditions to solve the problem of optimal control of regional water ecological environment under uncertain conditions, so as to provide reference for multi-objective control decision-making of related zoning.

Key words: water ecological function zoning; interval grey number; multi-objective; control measures; grey NSGA-II

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