运筹与管理 ›› 2023, Vol. 32 ›› Issue (10): 23-30.DOI: 10.12005/orms.2023.0314

• 理论分析与方法探讨 • 上一篇    下一篇

防疫投机、长效监管与从众偏好——演化博弈建模与分析

张丁宁, 郭鹏   

  1. 西北工业大学 管理学院,陕西 西安 710129
  • 收稿日期:2021-08-05 出版日期:2023-10-25 发布日期:2024-01-31
  • 通讯作者: 张丁宁(1992-),女,河北霸州人,博士研究生,研究方向:演化博弈理论,冲突决策。
  • 作者简介:郭鹏(1962-),男,陕西西安人,博士,教授,研究方向:管理系统工程,冲突决策。
  • 基金资助:
    国家自然科学基金面上项目(72171195,71672145);陕西省自然科学基金项目(2021JM078)

Speculation in Epidemic Prevention, Long-term Efficient Supervision, and Conformity Preference: Evolutionary Game Modeling and Analysis

ZHANG Dingning, GUO Peng   

  1. School of Management, Northwestern Polytechnical University, Xi'an 710129, China
  • Received:2021-08-05 Online:2023-10-25 Published:2024-01-31

摘要: 针对低风险地区常态化防疫过程中的企业防疫投机与政府长效监管方式(过程监管与结果监管)选择问题,引入从众效用函数构建防疫企业与政府的演化博弈模型,借助临界值函数分析情境因素交互作用下收益与策略因素对双方行为演化的影响作用与条件。研究结果表明:企业与政府的从众偏好程度升高可促进双方初始策略对防疫投机行为的影响,企业从众偏好降低或疫情严重程度加剧可以促进防疫成本差值、投机罚金与防疫损失差值对投机行为的影响。满足上述条件时,提高企业初始严格防疫策略比例、降低防疫成本差值、提高投机罚金或防疫损失差值有利于抑制企业防疫投机行为,且使“结果监管”成为高效监管方式;提高初始“过程监管”比例同样有利于抑制企业防疫投机行为,且使“过程监管”成为高效监管方式。

关键词: 防疫投机, 长效监管, 从众偏好, 演化博弈

Abstract: During the regular control of the epidemic, regional and aggregated epidemics with airports, ports and scenic restaurants as the source have emerged. This indicates that there are difficulties in implementing epidemic prevention at the enterprise level, among which epidemic prevention speculation is an important reason. Theoretical and practical experience proves that effective government regulation can reduce the probability of corporate speculation, but the effectiveness of regulation is affected by a variety of factors such as regulatory approach and benefits. Long-term effective regulation requires flexible selection of efficient regulatory approaches according to environmental changes, which manifests as behavioral interactions between firms and regulatory groups. Moreover, empirical studies point out the prevalence of conformity behavior in public crisis response, which manifests as behavioral interactions within the respective groups of enterprises or regulators. This paper integrates the perspective of intra-group and inter-group behavioral interactions and considers conformity preferences to study the problem of corporate anti-speculation and government regulatory approach selection. It remedies the shortcomings of existing studies in analyzing this issue from a single perspective and provides a basis for relevant management practices.
The article uses the evolutionary game approach to analyze the problem of corporate epidemic prevention speculation and government regulation choice in the process of normalized epidemic prevention, and introduces a conformity utility function to improve the game benefit matrix. It is assumed that there is a conformity preference in the process of both corporate epidemic prevention and government regulation strategy selection, and the strategy value includes two parts: Gain utility and herding utility. According to the results of evolutionary stability analysis, five critical value functions are proposed to analyze the role and conditions of the influence of revenue and strategy factors on the evolution of both parties' behaviors under the interaction of situational factors.
The study results show that a) the conformity preference of corporate and government could promote the impact of initial strategies of both sides on speculation in epidemic prevention, and b)the decrease of corporate conformity preference or the aggravation of epidemic severity could promote the impact of epidemic prevention cost differential and speculation fines and epidemic prevention losses differential on speculation. When the above conditions are met, enterprises' speculation in epidemic prevention could be curbed by raising the initial proportion of enterprises with strict prevention strategies, reducing the epidemic prevention cost differential, and raising speculation fines or epidemic prevention losses differential. In that case, “result-based regulation” is the efficient regulation method. It is also found that increasing the initial proportion of “process-based regulation” could curb corporate speculative behavior and became the efficient regulatory way.
The article has enriched the research perspective of analyzing the problem of corporate speculation and government regulation, but there are some limitations. In-depth research can be conducted in the future from the following aspects. Firstly, this study is theoretical in nature and lacks empirical confirmation. In the future, the findings of this study can be empirically tested by collecting and organizing relevant data. Secondly, the structure of group networks and relationship boundaries are not considered in the construction of the conformity utility model, and the social network modeling technique can be used to optimize the conformity preference utility model in the future.

Key words: speculation in epidemic prevention, long-term effective regulation, conformity preference, evolutionary game

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