运筹与管理 ›› 2023, Vol. 32 ›› Issue (4): 134-139.DOI: 10.12005/orms.2023.0126

• 应用研究 • 上一篇    下一篇

GM(1,N)模型的病态性研究及其在生态创新中的应用

熊萍萍1,2,3, 李田田4, 檀成伟4, 武彧睿4   

  1. 1.南京信息工程大学 风险治理与应急决策研究院,江苏 南京 210044;
    2.南京信息工程大学 气象灾害预报预警与评估协同创新中心,江苏 南京 210044;
    3.南京信息工程大学 管理工程学院,江苏 南京 210044;
    4.南京信息工程大学 数学与统计学院,江苏 南京 210044
  • 收稿日期:2020-11-25 出版日期:2023-04-25 发布日期:2023-06-07
  • 通讯作者: 熊萍萍(1981-),女,湖北咸宁人,教授,博士,博士生导师,研究方向:灰色系统建模;
  • 作者简介:李田田(1996-),女,安徽合肥人,硕士研究生,研究方向:灰色系统建模。
  • 基金资助:
    教育部人文社科规划基金项目(22YJA630098);江苏省社会科学基金一般项目(22GLB022);国家自然科学基金项目(71701105);国家社会科学基金重大项目(17ZDA092)

Research on the Illness of GM (1,N) Model and Its Application in Ecological Innovation

XIONG Pingping1,2,3, LI Tiantian4, TAN Chengwei4, WU Yurui4   

  1. 1. Research Institute for Risk Governance and Emergency Decision-making, Nanjing University of Information Science and Technology, Nanjing 210044, China;
    2. Collaborative Innovation Center on Forecast and Evaluation of Meteorological Disasters, Nanjing University of Information Science and Technology, Nanjing 210044, China;
    3. School of Management Science and Engineering, Nanjing University of Information Science and Technology,Nanjing 210044, China;
    4. School of Mathematics and Statistics,Nanjing University of Information Science and Technology,Nanjing 210044, China
  • Received:2020-11-25 Online:2023-04-25 Published:2023-06-07

摘要: 本文以中国工业企业为研究对象,深入探究适用于多因素、少数据的生态创新相关指标特征的灰色模型预测技术。针对传统灰色预测模型在进行参数估计时可能存在的病态性问题展开研究,通过引入L2正则项的最小二乘法,利用粒子群算法求解最优值。将该模型应用于生态创新,与其他模型进行结果对比。结果表明,引入L2正则项的最小二乘法解决了模型的病态性问题,具有良好的预测性能,验证了该模型的有效性。

关键词: GM(1,N)模型, 病态性, 粒子群算法, 生态创新

Abstract: The rapid economic growth model has led to the excessive consumption of resources, and a series of ecological problems are increasingly prominent. Ecological innovation not only solves the pressure caused by the bottleneck of resources and environment, but also promotes the sustainable development of national economy. However, the amount of data related to eco-innovation indicators that can be collected is limited. The structure of the corporate eco-innovation system is complex, with certain grey characteristics such as uncertainty and small samples. Therefore, this paper takes Chinese industrial enterprises as the research object, and explores the grey model forecasting technology applicable to the characteristics of ecological innovation-related indicators with multiple variables and few data. The possible pathology of traditional grey prediction in parameter estimation is studied.
In the actual data, there may be more influencing factor sequences than the number of samples, or there may be a strong grey correlation between influencing factors. When using the ordinary least squares method, pathological features may occur when the covariance matrix is close to singular. Therefore, the model parameters are estimated based on L2 regular terms, and the relative optimal value of the regular term coefficients is found by combining with particle swarm arithmetic, so as to solve the morbidity problem and improve the prediction accuracy of the grey model. In addition, one of the reasons for the poor prediction effect of the traditional GM(1,N) model is the non-homology of parameter application, so this paper directly obtains the time response and parameter estimation from the difference equation to solve the non-homology problem.
The GM(1,N) model of the optimization algorithm is applied to the prediction of the number of patents of industrial enterprises in Jiangsu province and the north of China, and the results show that the number of patents of industrial enterprises in Jiangsu province and the north of China shows an increasing trend every year, and the total daily treatment capacity of urban sewage in Jiangsu province and the total current assets of industrial enterprises above designated size have a greater impact on the number of patents, and the number of units of industrial enterprises above designated size and the daily treatment capacity of urban sewage in the north of China are the main influence sequences.

Key words: the GM(1,N) model, illness conditioned, particle swarm optimization algorithm, ecological innovation

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