资源约束与贸易开放的技术溢出门槛效应研究——来自我国资源型地区的经验研究

摘要/Abstract

摘要： 通过构建中间产品种类扩张型的内生增长模型,本文论证了在资源约束条件下,贸易开放的技术溢出效应推动技术进步的作用机理以及技术溢出效应的制约因素。同时,本文还利用我国资源型地区2000~2009年的省际面板数据,实证检验了资源型地区贸易开放的技术溢出门槛效应。研究表明:贸易开放的技术溢出效应对资源型地区技术进步推动作用并不明显,人力资本、贸易开放、能源产业投资额、技术差距对技术溢出皆存在门槛效应,当跨越技术溢出的门槛值,资源型地区能够突破资源约束的瓶颈,实现本地区的技术进步。

关键词: 管理科学, 贸易开放, 技术溢出, 面板门槛模型, 资源型地区

Abstract: Through constructing the endogenous growth model of intermediate product category expansion, this paper has proved the operating principle of technology spillovers effect of trade opening in promoting technology progress and the constraint factors of technology spillovers under the condition of resource constraints. In addition, through the utilization of the provincial panel data ranging from the year 2000 to 2009 of the resource-oriented regions of our country, it has conducted an empirical inspection on the technology spillovers effect of the resource-oriented regions. The studies have demonstrated that technology spillovers effect of trade opening plays an indistinctive role in promoting technology progress of the resource-oriented regions and there exist threshold effects on human capital, trade opening, investment cost of energy industry, technology gap and technology spillovers respectively. When the threshold level of technology spillovers is surpassed, the bottleneck of resource constraints in the resource-oriented regions can be broken through and the technology progress of these regions can be achieved as well.

Key words: management science, trade opening, technology spillovers, panel threshold model, resource-based regions

中图分类号:

F062.1

郑永杰, 齐中英. 资源约束与贸易开放的技术溢出门槛效应研究——来自我国资源型地区的经验研究[J]. 运筹与管理, 2014, 23(1): 131-142.

ZHENG Yong-jie, QI Zhong-ying. A Study on Resource Constraints and Technology Spillovers Threshold Effects of Trade Opening ——Based on Empirical Studies of the Data from Resource-oriented Regions in China[J]. Operations Research and Management Science, 2014, 23(1): 131-142.

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